Posting legal notices and policies enhances transparency
The ISO provides public notice of certain information as required legally and by ISO policies including Alternative Dispute Resolution, government information requests, corporate records and open meetings.
ISO incorporation and policies
The ISO is a nonprofit public benefit corporation operating under these bylaws, incorporation documents and enabling legislation. Our employees and the Board of Governors are subject to clear and well defined codes of conduct and policies.
Independent municipal advisor exemption
The ISO has publicly posted this written disclosure as formal notification to market participants that we have retained Sperry Capital, Inc. as our independent registered municipal advisor in accordance with the independent registered municipal advisor exemption to the SEC Municipal Advisor Rule. The ISO is represented by and will rely on this municipal advisor to provide advice on proposals from financial services firms concerning the issuance of municipal securities and municipal financial products (including investments of bond proceeds and escrow investments). This notice may be relied upon until July 1, 2016.
Alternative dispute resolution information
If a dispute is not resolved through good faith negotiations, a party may submit a Statement of Claim which commences an Alternative Dispute Resolution (ADR) proceeding.
Government information requests
The California ISO provides public notification and access for government information requests by posting the documents to this website.